13) When are Reports filed?

 

Threshold Transaction Reports (TTRs) Under POCA are to be submitted quarterly, within one month after the end of the quarter. The reporting periods and due dates are as follows:

No Quarter Due Date on or Before
1 January – March April 30
2 April – June July 31
3 July – September October 31
4 October – December January 31

 

Suspicious Transaction Reports (STRs) Under POCA

Suspicious Transaction Reports are to be made to the nominated officer or Designated Authority as soon as is reasonably practicable and in any event within fifteen days after the information or other matter came to the person in the regulated sector. The nominated officer should report to the designated authority as soon as is reasonably practicable and in any event within fifteen days after the information or other matter came to him.

 

Listed Entity Report (TPA) are to be submitted every four months, within one month after the end of the particular period. The reporting periods and due dates are as follows:

No Four Months Period Due Date on or Before
1 January – April May 31
2 May – August September 30
3 September – December January 31

 

Suspicious Transaction Reports (STRs) Under TPA

Suspicious transactions are to be reported promptly and in any event within fifteen (15) days after the suspicion or reasonable cause for suspicion arises.